"We are trying to walk the fine and somewhat murky line on issues of securities laws."

Still the new market has attracted issues of securities.

All issues of securities will inevitably involve some judgment of price.

But after that year, the company can choose not to file if no one issue of securities has more than 300 holders of record.

Since last summer, revenues from, eg, M&A, property, issues of securities, and much corporate work have fallen by more than that.

The combination wins BZW mandates for new issues of securities.

Meaning of "issue of securities or shares"

Chase also said the judge's decision would alter its plans for its first issue of securities backed by single-family home mortgages.

In December, Asia Media Group made an announcement regarding the new issue of securities.

The investment was first reported in the Aug. 26 issue of Securities Week, a newsletter covering the brokerage industry.

No announcement is required in respect of a Class 3 transaction unless the offer involves an issue of securities for which a listing is sought.

Mr President, there is no doubt that the European Passport for issues of securities will, in future, make it easier to raise capital.

On March 22, 1991, the Central Bank of Russia established the procedure for the issue of securities by commercial banks.

Like other securities firms, the company's Salomon Brothers unit has been hurt this year by slower trading and fewer new issues of securities.

The market for new issues of securities, the source of immense sums of new capital over the last few years, has been all but closed down.

Japan's major securities houses today reported their worst earnings in years, reflecting last year's stock market crash and a near-cessation in new issues of securities.

The issue was raised because Shearson had been a lead underwriter of 11 issues of securities before the Federated acquisition by Campeau.

Most are banks, broker-dealers, and other institutions professionally engaged in managing new issues of securities, market-making, trading or holding a wide variety of securities.

During the second quarter of this year, new issues of securities totaled about $275 million a month, compared with about $3.7 billion a month the year earlier.

A bid from an investor group led by the First Boston Corporation won a $271 million issue of securities issued by the State of Georgia.

The SEC does not approve or disapprove the issue of securities, but rather permits the filing statement to "become effective" if sufficient required detail is provided, including risk factors.

The issue of securities such as shares, bonds, loan notes, debentures etc., are not supplies for VAT purposes when the purpose of that issue is to raise capital.

The underwriter also uses up its capital, which would probably otherwise be put to better use (given sell-side investment banks are not usually in the business of buying new issues of securities).

The underwriting spread is the difference between the amount paid by the underwriting group in a new issue of securities and the price at which securities are offered for sale to the public.

Underwriting activities encompass the assumption of the risk of buying a new issue of securities from the issuer and reselling the securities to investors, either directly or through dealers.